Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/14/2020
Other registrations (4)
ADV Location DAYTON, OH, United States
Contact Info 937 xxxxxxx
Websites
AUM* 256,320,962 29%
of that, discretionary 256,320,962 29%
Number of Employees 6
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 362,035 28%
% High Net Worth 17.01% 80%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

256M 220M 183M 146M 110M 73M 37M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary