Tucker Financial Group (hereinafter referred to as "TFG") is a Registered Investment Adviser based in Montgomery, Alabama. Founded in 2018, Tucker Financial Group provides investment advice and portfolio management services on a continuing basis, which may include the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. If a client chooses to notify TFG of investment restrictions via e-mail, it must be understood that TFG will not be held responsible for the terms of the notification until TFG acknowledges receipt of the notification by e-mail to the client. This is to prevent there being miscommunication between the client and TFG in an instance where an e-mail is either not received or is not seen by the staff of TFG. Should there ever be an instance where TFG makes a transaction that is in conflict with the client's revised investment restrictions prior to receiving said notification, the staff of TFG will consult with the client to determine the best course of action. TFG also provides financial planning consulting services including risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation and retirement planning. Tucker Financial Group provides investment advisory and other financial services through its Investment Advisory Representatives ("IAR") to accounts opened with Tucker Financial Group. Managed Accounts are available to individuals and small businesses. Tucker Financial Group is wholly owned by Douglas Ray Tucker, Jr. Tucker Financial Group is registered with the U.S. Securities and Exchange Commission (“SEC”) and is subject to its rules and regulations. Tucker Financial Group provides discretionary and non-discretionary

investment advisory services to some of its clients through various managed account programs. Tucker Financial Group will assist clients in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. The firm and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, reviewing the investment objectives and evaluating the investment vehicle selections
• Providing Firm Brochure (this document) TFG may recommend a Wrap Fee Program for the client’s account(s). A “Wrap Fee Program” for purposes of the SEC is a program under which investment advisory and brokerage execution services are provided for a single “wrapped” fee that is not based on the transactions in a client account. TFG provides discretionary investment advisory services to some of its clients through a Wrap Fee Program. TFG will assist clients in determining the suitability of the Wrap Fee Program for the client. Wrap Fee Program accounts recommended by TFG are not managed differently from non-Wrap Fee Program accounts. Because brokerage execution costs are included in the client’s overall advisory fee, the client’s fee may be greater than those that have accounts in non-Wrap Fee Program accounts, however fees will not exceed the fee schedule stated in TFG’s Wrap Fee Brochure. All clients with Wrap Fee Program accounts will be provided with TFG’s Wrap Fee Brochure. This Brochure is focused on non-Wrap Fee Program accounts. The firm has the following Assets Under Management as of January 2, 2024: Discretionary Assets Under Management: $215,094,035 Non-Discretionary Assets Under Management: $2,736,625 Form ADV, Part 2A, Item 5