9AT: STORMFIELD CAPITAL, LLC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 04/14/2020
Other registrations (1)	Connecticut, ERA - Withdrawn, 02/10/2020
ADV Location	SOUTHPORT, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	776,442,563 34%
of that, discretionary	776,442,563 34%
Number of Employees	24 41%
of those in investment advisory functions	14 75%
Private Fund GAV^*	0
Avg Account Size	110,920,366 -4%
SMA’s	No
Private Funds	1 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HARVEST CAPITAL STRATEGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1m	#Funds-
Adviser DYNAMIC CORE CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund197.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.3m	AUM425.2m	#Funds10
Adviser CONSILIUM INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund421.2m	Total Private Fund GAV421.2m	AUM540.6m	#Funds2
Adviser FOUNDATION ENERGY MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund270.3m	Total Private Fund GAV270.3m	AUM270.3m	#Funds7
Adviser STONECOURT CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund464.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV464.0m	AUM450.5m	#Funds8
Adviser JLL PARTNERS FCH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund132.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV132.4m	AUM132.4m	#Funds1
Adviser FINBACK INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund860.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV860.5m	AUM1.2b	#Funds12
Adviser UPPER BAY INFRASTRUCTURE MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM309.2m	#Funds-
Adviser YIHENG CAPITAL MANAGEMENT, L.P.	Hedge Fund675.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV675.8m	AUM675.8m	#Funds2
Adviser ACME	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund670.8m	Other Fund39.5m	Total Private Fund GAV1.4b	AUM767.5m	#Funds19

Brochure Summary

Overview

The Adviser is an investment advisory firm with its principal place of business in Southport, Connecticut and organized as a limited liability company under the laws of the State of Connecticut. The Adviser commenced operations as an investment adviser in September of 2016. Wesley W. Carpenter and Timothy Jackson are the managing members of the Adviser (the “Managing Members”). The Adviser is principally owned by Acer Management, LLC and Montaigne, Ltd. Acer Management, LLC is principally owned by Wesley W. Carpenter and Montaigne, Ltd. is principally owned by Timothy Jackson. The Adviser provides discretionary investment advisory services to pooled investment vehicles as indicated on Part 1 of the Adviser’s Form ADV filing (the “Clients”), intended for accredited, qualified investors. The Adviser seeks to generate attractive risk-adjusted returns for Clients by creating a diversified and current yielding portfolio composed primarily

of short-term bridge loans secured by real estate in primary and secondary metropolitan areas throughout North America. The Adviser intends to (1) acquire performing and/or sub-performing whole loans and (2) originate new bridge loans to borrowers at attractive loan-to- value ratios, secured by liquid real estate assets. However, the Adviser retains broad flexibility to invest on behalf of its Clients, as set forth in the respective Offering Documents (as such term is defined in Item 5 below). The Adviser tailors its investment advisory services to specified investment mandates of its Clients, considering the Clients’ Offering Documents. The Adviser does not tailor its investment advisory services to the individual needs of investors in the Clients. The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser manages approximately $579,036,417 of Client assets, all on a discretionary basis.

STORMFIELD CAPITAL, LLC

STORMFIELD CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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STORMFIELD CAPITAL, LLC STORMFIELD CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

STORMFIELD CAPITAL, LLC

STORMFIELD CAPITAL, LLC