9AT: DUBIN CLARK

other names

DUBIN CLARK
DUBIN CLARK & COMPANY, INC
DUBIN CLARK & COMPANY

Adviser Profile

As of Date	05/28/2025
ADV Location	JACKSONVILLE BEACH, FL, United States
Adviser Type - Large advisory firm
Number of Employees	18 -10%
of those in investment advisory functions	13 -13%
Registration	SEC, Approved, 05/09/2016

AUM^*	402,772,428 -3%
of that, discretionary	402,772,428 -3%
Private Fund GAV^*	177,931,732 30%
Avg Account Size	15,491,247 -18%
SMA’s	No
Private Funds	12 6
Contact Info	904 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count11	GAV$177,931,732
Fund TypeOther Private Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM630.5m	#Funds8
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser WARANA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund449.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund196.3m	Total Private Fund GAV645.5m	AUM652.0m	#Funds30
Adviser CHICORY WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7m	AUM682.7m	#Funds1
Adviser ROG IX, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.0m	#Funds-
Adviser CHARGER INVESTMENT PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund813.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV813.7m	AUM612.7m	#Funds11
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.0b	#Funds16
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund664.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV664.6m	AUM664.6m	#Funds7
Adviser BHMS INVESTMENTS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund942.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV942.8m	AUM942.8m	#Funds9
Adviser CRG FUND MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund400.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund164.0m	Total Private Fund GAV564.6m	AUM507.9m	#Funds7

Brochure Summary

Overview

Dubin Clark was founded in 1984 and is incorporated as a Delaware corporation with its principal place of business in Jacksonville Beach, Florida. Thomas J. Caracciolo, managing partner, Brent L. Paris, managing partner, and Michael P. Hompesch, partner, are the principal owners of Dubin Clark. Together, they are collectively referred to as the “Partners” of Dubin Clark. Dubin Clark and its affiliates provide investment advisory services to and receives advisory fees from private investment partnerships organized to primarily invest in established businesses (each a “Private Equity Partnership”). Dubin Clark also manages several private investment partnerships, each formed to invest in a single portfolio company (each a “Single Investment Partnership” and together with the Private Equity Partnerships, the “Partnerships”). Each Partnership generally also has a parallel fund and/or related

investment vehicles, including co-investment vehicles. When referring to limited partners/investors and general partners in this document, we are also referring to the equivalent investors and managers of such entities. In providing services to the Partnerships, Dubin Clark formulates the investment objective for each Partnership, directs and manages the investment and reinvestment of each Partnership’s assets, and provides periodic reports to investors in each Partnership. Investment advice is provided directly to each Partnership and not individually to the investors of the Partnerships. Dubin Clark manages the assets of each Partnership in accordance with the terms of the governing documents applicable to each Partnership. As of December 31, 2023, Dubin Clark managed approximately $416,206,997 of regulatory assets under management, all of which is managed on a discretionary basis.

DUBIN CLARK

Adviser Profile

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