9AT: PALM BEACH CAPITAL MANAGEMENT III, LLC

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 03/08/2012
ADV Location	WEST PALM BEACH, FL, United States
Contact Info	561 xxxxxxx
Websites

AUM^*	998,820,588 19%
of that, discretionary	998,820,588 19%
Number of Employees	11 38%
of those in investment advisory functions	7 40%
Private Fund GAV^*	1,094,637,999 21%
Avg Account Size	71,344,328 19%
SMA’s	Yes
Private Funds	16 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund491.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV491.1m	AUM498.5m	#Funds6
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser DYNAMIC CORE CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund197.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.3m	AUM425.2m	#Funds10
Adviser WARANA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund440.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund197.7m	Total Private Fund GAV637.8m	AUM672.9m	#Funds27
Adviser CHICORY WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7m	AUM840.4m	#Funds1
Adviser ARCHEAN CAPITAL PARTNERS II, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund527.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV527.8m	AUM527.8m	#Funds3
Adviser ROG IX, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM401.0m	#Funds-
Adviser CHARGER INVESTMENT PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM865.3m	#Funds9
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.6b	#Funds19
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund913.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV913.0m	AUM913.0m	#Funds11

Brochure Summary

Overview

Palm Beach Capital Management III, LLC (“Palm Beach”), formed in 2008, is one of a group of companies headquartered in West Palm Beach, FL that was founded to make and manage investments in private equity funds, pooled investment vehicles structured as U.S. limited partnerships (each a “Fund” or “Client” and collectively, the “Funds” or “Clients”). Palm Beach acts as the management company to the Funds and provides administrative, management, investment and consulting services. Its affiliates act as the general partners to the Funds which all have substantially similar objectives. The principal owners of Palm Beach are Shaun L. McGruder, Nathan S. Ward and Michael L. Schmickle. The Funds invest in lower middle-market private companies across a broad range of industries located primarily, but not exclusively, in the state of Florida. The investment team investigates, identifies and evaluates investment opportunities; structures, and negotiates making investments on behalf of the Funds; manages, monitors the performance of the investments and disposes of them. The Funds’ advisory services are tailored to the specific investment objectives and restrictions as set forth

in their offering documents. However, in accordance with common industry practice, the Funds may enter into “side letters” or side agreements with certain investors in the Funds who may be granted specific rights, benefits, or privileges not set forth in the offering documents. Such investor specific rights, benefits or privileges may not be applicable to all investors and therefore may not be made available or disclosed to all generally. Palm Beach may establish co-investment vehicles, through which certain principals, friends and family may invest alongside a Fund in each investment made by a Fund. Other alternative investment vehicles or special purpose vehicles (collectively, “AIVs”) may be formed for the purpose of facilitating certain investments by one or more investors. In addition, one or more parallel funds may be organized on terms substantially similar to those of the Funds to meet the needs of certain classes of investors. Each parallel fund, if any, will co-invest on a pro rata basis in all Fund transactions. As of December 2023, Palm Beach had $ 841,068,145 in discretionary assets and $0 in non- discretionary assets under management.

PALM BEACH CAPITAL MANAGEMENT III, LLC

PALM BEACH CAPITAL MANAGEMENT III, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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PALM BEACH CAPITAL MANAGEMENT III, LLC PALM BEACH CAPITAL MANAGEMENT III, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

PALM BEACH CAPITAL MANAGEMENT III, LLC

PALM BEACH CAPITAL MANAGEMENT III, LLC