9AT: PALM BEACH CAPITAL MANAGEMENT III, LLC

other names

PALM BEACH CAPITAL MANAGEMENT III, LLC

Adviser Profile

As of Date	03/28/2025
ADV Location	WEST PALM BEACH, FL, United States
Adviser Type - Large advisory firm
Number of Employees	11 38%
of those in investment advisory functions	7 40%
Registration	SEC, Approved, 03/08/2012

AUM^*	935,137,579 11%
of that, discretionary	935,137,579 82%
Private Fund GAV^*	901,216,872 13%
Avg Account Size	62,342,505 21%
SMA’s	Yes
Private Funds	15
Contact Info	561 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count15	GAV$901,216,872

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CHARGER INVESTMENT PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund813.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV813.7m	AUM612.7m	#Funds11
Adviser CHICORY WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7m	AUM682.7m	#Funds1
Adviser DUBIN CLARK	Hedge Fund-	Liquidity Fund-	Private Equity Fund184.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV184.0m	AUM402.8m	#Funds10
Adviser NEXA EQUITY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.6b	Real Estate Fund125.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.7b	AUM773.2m	#Funds16
Adviser HARBOUR CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund12.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.1m	AUM665.6m	#Funds2
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.0b	#Funds15
Adviser US SELECT ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund463.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV463.4m	AUM463.4m	#Funds5
Adviser ROCK ISLAND CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund759.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV759.3m	AUM631.7m	#Funds15
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM630.5m	#Funds8
Adviser GOOD SPRINGS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund610.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV610.7m	AUM610.7m	#Funds4

Brochure Summary

Overview

Palm Beach Capital Management III, LLC (“Palm Beach”), formed in 2008, is one of a group of companies headquartered in West Palm Beach, FL that was founded to make and manage investments in private equity funds, pooled investment vehicles structured as U.S. limited partnerships (each a “Fund” or “Client” and collectively, the “Funds” or “Clients”). Palm Beach acts as the management company to the Funds and provides administrative, management, investment and consulting services. Its affiliates act as the general partners to the Funds which all have substantially similar objectives. The principal owners of Palm Beach are Shaun L. McGruder, Nathan S. Ward and Michael L. Schmickle. The Funds invest in lower middle-market private companies across a broad range of industries located primarily, but not exclusively, in the state of Florida. The investment team investigates, identifies and evaluates investment opportunities; structures, and negotiates making investments on behalf of the Funds; manages, monitors the performance of the investments and disposes of them. The Funds’ advisory services are tailored to the specific investment objectives and restrictions as set forth

in their offering documents. However, in accordance with common industry practice, the Funds may enter into “side letters” or side agreements with certain investors in the Funds who may be granted specific rights, benefits, or privileges not set forth in the offering documents. Such investor specific rights, benefits or privileges may not be applicable to all investors and therefore may not be made available or disclosed to all generally. Palm Beach may establish co-investment vehicles, through which certain principals, friends and family may invest alongside a Fund in each investment made by a Fund. Other alternative investment vehicles or special purpose vehicles (collectively, “AIVs”) may be formed for the purpose of facilitating certain investments by one or more investors. In addition, one or more parallel funds may be organized on terms substantially similar to those of the Funds to meet the needs of certain classes of investors. Each parallel fund, if any, will co-invest on a pro rata basis in all Fund transactions. As of December 2023, Palm Beach had $ 841,068,145 in discretionary assets and $0 in non- discretionary assets under management.

PALM BEACH CAPITAL MANAGEMENT III, LLC

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