Adviser Profile

As of Date 01/31/2025
Registration status Terminated
ADV Location FALMOUTH, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 148,426,333
of that, discretionary 148,426,333
Number of Employees 6 -14%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 371,066
% High Net Worth 48.35%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

148M 127M 106M 85M 64M 42M 21M
2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary