Adviser Profile

As of Date 02/24/2026
Registration SEC, Approved, 02/13/2020
Other registrations (2)
ADV Location TUSTIN, CA, United States
Contact Info 949 xxxxxxx
AUM* 170,842,000 21%
of that, discretionary 170,842,000 21%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 825,324 21%
% High Net Worth 62.50% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

171M 146M 122M 98M 73M 49M 24M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary