Adviser Profile

As of Date 05/27/2026
Registration SEC, Approved, 03/26/2007
Other registrations (2)
ADV Location LITTLE ROCK, AR, United States
Contact Info (50 xxxxxxx
Websites
AUM* 302,840,183 37%
of that, discretionary 302,840,183 37%
Number of Employees 4 100%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 2,884,192 -32%
% High Net Worth 83.33% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

303M 260M 216M 173M 130M 87M 43M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker254067101 Stock NameDILLARDS INC $ Position$57,153,907 % Position47.00% $ Change-8.00% # Change0.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$13,948,761 % Position11.00% $ Change16.00% # Change297.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$5,936,822 % Position5.00% $ Change15.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$4,740,363 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,340,979 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$3,510,144 % Position3.00% $ Change13.00% # Change0.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$3,486,121 % Position3.00% $ Change21.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$2,776,898 % Position2.00% $ Change11.00% # Change0.00%
Stck Ticker78467Y107 Stock NameSTATE STR SPDR S&P MIDCAP 40 $ Position$2,631,195 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker921932703 Stock NameVANGUARD ADMIRAL FDS INC $ Position$2,193,196 % Position2.00% $ Change8.00% # Change0.00%

Brochure Summary