Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/21/2020
Other registrations (3)
ADV Location EAST GREENWICH, RI, United States
Contact Info 401 xxxxxxx
Websites
AUM* 240,541,107 37%
of that, discretionary 240,541,107 37%
Number of Employees 3 -25%
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 271,185 31%
% High Net Worth 46.11% 23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

241M 206M 172M 137M 103M 69M 34M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees