Adviser Profile

AUM* 566,026,178 62%
of that, discretionary 541,488,327 62%
Number of Employees 5 -17%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 1,136,599 -55%
% High Net Worth 42.99% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

541M 464M 387M 309M 232M 155M 77M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name MENGEL METZGER BARR & CO. LLP Filing Date03/13/2026 Form ADV-E View Report
Accounting Firm Name MENGEL METZGER BARR & CO. LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name MENGEL METZGER BARR & CO. LLP Filing Date01/30/2024 Form ADV-E View Report