9AT: SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSOCIATES LLC

SETCHFIELD ASSOCIATES

Adviser Profile

As of Date	02/16/2026
Registration	SEC, Approved, 06/10/2019
Other registrations (2)	Colorado, Terminated, 07/10/2019 Texas, Terminated, 06/28/2019
ADV Location	BRADENTON, FL, United States
Contact Info	303 xxxxxxx
Websites

AUM^*	192,800,000 38%
of that, discretionary	182,500,000 35%
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	549,288 -2%
% High Net Worth	20.00% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

183M 156M 130M 104M 78M 52M 26M

2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Setchfield Asset Management (“SAM”) is an investment advisor registered with the Securities and Exchange Commission (SEC). Being registered does not mean that SAM is endorsed by any regulatory authority. Representatives of SAM are required to be registered in each state where the client resides, according to each state’s requirements. Setchfield Asset Management was founded in 1996, and is a private company owned by Steven Setchfield and Cindi Jacobs. At Setchfield Asset Management we provide a fee based platform for clients that allow us provide model portfolios, sector rotation, and asset allocation strategies. These models are selected and monitored by SAM. We also provide portfolio management services for a fee which include: Assistance in selecting a portfolio manager Ongoing evaluation and review of managers Evaluation and review of portfolio composition Management of accounts Financial Planning Active portfolio management Portfolio management includes designing a portfolio through buying and selling stocks, bonds, mutual funds, options, managed futures, insurance products, private placements, and other securities At SAM we tailor our advisory services to the individual needs of clients, taking into account your investment goals and needs when recommending any advisory product or

service. Our intention is to provide you with products and services that will help you to meet your goals and needs. We will gather personal information when helping you choose a product or service. This information may include: Your investment experience How soon you need the money Your current financial situation including income and net worth Your ability to lose money, and withstand markets fluctuations Your personal instructions regarding your future needs Clients may impose certain restrictions on investing in certain securities or types of securities if SAM, in its sole discretion, determines that requested restrictions will not interfere with our ability to effectively manage your investments. We offer portfolio management on discretionary and non-discretionary basis. Discretionary means that we buy and sell securities in client accounts without first contacting the client. Non-discretionary means that we first contact the client before executing securities transactions. Please refer to Item 12: Brokerage Practices for a discussion of the difference in trading practices between discretionary and non-discretionary accounts. As of 12/31/2023, SAM manages $135,000,000 on a discretionary basis, and $5,000,000 on a non-discretionary basis, for a total of $140,000,000 under management.

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSOCIATES LLC

SETCHFIELD ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SETCHFIELD ASSET MANAGEMENT SETCHFIELD ASSET MANAGEMENT SETCHFIELD ASSOCIATES LLC SETCHFIELD ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSET MANAGEMENT

SETCHFIELD ASSOCIATES LLC

SETCHFIELD ASSOCIATES