Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 05/27/1976
ADV Location SAN DIEGO, CA, United States
Contact Info 619 xxxxxxx
Websites
AUM* 615,674,739 0%
of that, discretionary 489,418,284 59%
Number of Employees 2 -33%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 3,498,152 16%
% High Net Worth 67.69% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

489M 420M 350M 280M 210M 140M 70M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary