Description of Firm
SEAVIEW INVESTMENT MANAGERS LLC is a registered investment adviser based in Miami, FL. We
are organized as a limited liability company ("LLC") under the laws of the State of Florida. We have
been providing investment advisory services since August 1st, 2019. We are owned by Claudia Maria
de la Paz Batlle.
The following paragraphs describe our services and fees. Refer to the description of each investment
advisory service listed below for information on how we tailor our advisory services to your individual
needs. As used in this brochure, the words "we," "our," and "us" refer to SEAVIEW INVESTMENT
MANAGERS LLC and the words "you," "your," and "client" refer to you as either a client or prospective
client of our firm.
Portfolio Management Services
We offer discretionary and non-discretionary portfolio management services. Our investment advice is
tailored to meet our clients' needs and investment objectives.
If you participate in our discretionary portfolio management services, we require you to grant us
discretionary authority to manage your account. Subject to a grant of discretionary authorization, we
have the authority and responsibility to formulate investment strategies on your behalf. Discretionary
authorization will allow us to determine the specific securities, and the amount of securities, to be
purchased or sold for your account without obtaining your approval prior to each transaction. We will
also have discretion over the broker or dealer to be used for securities transactions in your account.
Discretionary authority is typically granted by the investment advisory agreement you sign with our
firm, a power of attorney, or trading authorization forms.
You may limit our discretionary authority (for example, limiting the types of securities that can be
purchased or sold for your account) by providing our firm with your restrictions and guidelines in
writing.
We may also offer non-discretionary portfolio management services. If you enter into non-discretionary
arrangements with our firm, we must obtain your approval prior to executing any transactions on behalf
of your account. You have an unrestricted right to decline to implement any advice provided by our firm
on a non-discretionary basis.
As part of our portfolio management services, in addition to other types of investments (see
disclosures below in this section), we may invest your assets according to one or more
model portfolios developed by our firm. These models are designed for investors with varying degrees
of risk tolerance ranging from a more aggressive investment strategy to a more conservative
investment approach. Clients whose assets are invested in model portfolios may not set restrictions on
the specific holdings or allocations within the model, nor the types of securities that can be purchased
in the model. Nonetheless, clients may impose restrictions on investing in certain securities or types of
securities in their account. In such cases, this may prevent a client from investing in certain models
that are managed by our firm.
Financial Planning Services
We may offer financial planning services which typically involve providing a variety of advisory services
to clients regarding the management of their financial resources based upon an analysis of their
individual needs. These services can range from broad-based financial planning to consultative or
single subject planning. If you retain our firm for
financial planning services, we will meet with you to
gather information about your financial circumstances and objectives. We may also use financial
planning software to determine your current financial position and to define and quantify your long-term
goals and objectives. Once we specify those long-term objectives (both financial and non-financial), we
will develop shorter-term, targeted objectives. Once we review and analyze the information you provide
to our firm and the data derived from our financial planning software, we will deliver a written plan to
you, designed to help you achieve your stated financial goals and objectives.
Financial plans are based on your financial situation at the time we present the plan to you, and on the
financial information you provide to us. You must promptly notify our firm if your financial situation,
goals, objectives, or needs change.
You are under no obligation to act on our financial planning recommendations. Should you choose to
act on any of our recommendations, you are not obligated to implement the financial plan through any
of our other investment advisory services. Moreover, you may act on our recommendations by placing
securities transactions with any brokerage firm.
Sub-Advisory Services to Registered Investment Advisers
We offer sub-advisory services to an affiliated third-party money manager, VectorGlobal IAG, (the
"Primary Investment Adviser"), an SEC registered investment adviser. As part of these services, the
Primary Investment Adviser grants our firm discretion over the selection and amount of securities to be
purchased or sold for their client account(s), and the broker or dealer to be used for each transaction
without obtaining consent or approval prior to each transaction. Clients of the Primary Investment
Adviser may specify investment objectives, guidelines, and/or impose certain conditions or investment
parameters for their account(s). For example, they may specify that the investment in any stock or
industry should not exceed specified percentages of the value of the portfolio and/or restrictions or
prohibitions of transactions in the securities of a specific industry or security.
VectorGlobal IAG supervises the activities of persons associated with our firm. VectorGlobal IAG and
Seaview Investment Managers LLC, are affiliated because Claudia M.P. Batlle is supervised by
VectorGlobal IAG and a control person in both advisers. These arrangements can create a conflict for
you as it may take time and resources away from you. The Adviser has controls in place to mitigate
these conflicts, which include performing periodic portfolio review to ensure that client portfolios are in
line with their investment objective and risk tolerance.
Types of Investments
We offer advice on equity securities, corporate debt securities (other than commercial paper),
commercial paper, certificates of deposit, mutual fund shares, United States government securities,
money market funds, REITs, structured notes and ETFs. Additionally, we may advise you on various
types of investments based on your stated goals and objectives. We may also provide advice on any
type of investment held in your portfolio at the inception of our advisory relationship.
Assets Under Management
As of December 31, 2023, we provide continuous management services for $1,020,388,986.21 in client
assets on a discretionary basis, and $114,799,923.32 in client assets on a non-discretionary basis.