Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 02/11/2019
Other registrations (2)
ADV Location THOUSAND OAKS, CA, United States
Contact Info (31 xxxxxxx
Websites
AUM* 190,957,928 6%
of that, discretionary 190,957,928 6%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 575,174 3%
% High Net Worth 77.36% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

234M 200M 167M 133M 100M 67M 33M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker149123101 Stock NameCATERPILLAR INC COM $ Position$25,309,478 % Position20.00% $ Change18.00% # Change-22.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$20,250,049 % Position16.00% $ Change22.00% # Change-1.00%
Stck Ticker126408103 Stock NameCSX CORP $ Position$14,284,856 % Position11.00% $ Change15.00% # Change0.00%
Stck Ticker369550108 Stock NameGENERAL DYNAMICS CORP $ Position$12,529,469 % Position10.00% $ Change3.00% # Change0.00%
Stck Ticker427866108 Stock NameHERSHEY COMPANY COM USD1.00 $ Position$9,772,565 % Position8.00% $ Change-19.00% # Change-5.00%
Stck Ticker907818108 Stock NameUNION PAC CORP $ Position$10,435,008 % Position8.00% $ Change8.00% # Change-4.00%
Stck Ticker929236107 Stock NameWD 40 CO COM $ Position$8,322,011 % Position7.00% $ Change10.00% # Change-8.00%
Stck Ticker254687106 Stock NameDISNEY WALT CO COM $ Position$8,731,319 % Position7.00% $ Change7.00% # Change7.00%
Stck Ticker16359R103 Stock NameCHEMED CORP NEW $ Position$8,670,216 % Position7.00% $ Change10.00% # Change-11.00%
Stck Ticker009066101 Stock NameAIRBNB INC $ Position$5,070,176 % Position4.00% $ Change41.00% # Change25.00%

Brochure Summary