Adviser Profile
| As of Date | 02/04/2021 |
| Registration status | Terminated |
| ADV Location | TUCSON, AZ, United States |
| AUM* | 209,316,883 |
| of that, discretionary | 209,316,883 |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 237,052 |
| % High Net Worth | 4.42% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
209M
179M
150M
120M
90M
60M
30M
2018
2019
2020
2021
Private Funds
No private funds