9AT: RESOLUTION CAPITAL (US) LIMITED

RESOLUTION CAPITAL (US) LIMITED

RESOLUTION CAPITAL (US) LIMITED

Adviser Profile

As of Date	09/23/2025
Registration	SEC, Approved, 10/29/2018
ADV Location	RYE BROOK, NY, United States
Contact Info	1-9 xxxxxxx
Websites

AUM^*	2,282,927,649 10%
of that, discretionary	2,282,927,649 2%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	95,121,985 14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

3B 3B 2B 2B 1B 878M 439M

2018 2019 2020 2021 2022 2023 2024 2025

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Description Resolution Capital (US) Limited (“RCL US”) is a subsidiary 100% wholly owned by Resolution Capital Limited (“RCL AU”) which is an Australian owned and based boutique fund manager specialising in global securitised real estate. RCL AU is registered with both the Australian Securities & Investment Commission and the Securities and Exchange Commission. RCL AU’s direct owner is Foray Enterprises Pty Ltd, which, in turn, is 50.5% employee owned, with 49.5% owned by Pinnacle Investment Management Limited (“Pinnacle”), a subsidiary of Pinnacle Investment Management Group Limited. Pinnacle is registered with the Australian Securities & Investment Commission. The RCL US office is located in New York, U.S.A and currently employs one Portfolio Manager, Robert Promisel and one

research analyst. Mr Promisel is one of the 4 Portfolio Managers who are responsible for the discretionary investment decisions in managing RCL AU’s Global Property Securities Strategy. Investment advice from RCL US and Mr Promisel is limited to securitised real estate assets only. Services RCL US was formed for the purpose of providing discretionary investment advice to RCL AU regarding securities real estate assets for their clients. Assets under Management: As of June 30, 2023, RCL US manages (via the management services agreement with RCL AU): Standard Accounts: US$ 1,364,715,481 Pooled Products: US$ 882,282,184 TOTAL: US$ 2,246,997,665 All of our Standard Accounts and Pooled Products are managed on a discretionary basis.