Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 09/10/2018
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 1,876,751,606 -10%
of that, discretionary 1,785,236,224 -6%
Number of Employees 13 -7%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 3,263,916 -6%
% High Net Worth 84.52% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 2B 1B 1B 703M 351M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS, LLC Filing Date09/30/2025 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$83,313,274 % Position7.00% $ Change12.00% # Change-3.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$80,277,607 % Position6.00% $ Change1250.00% # Change855.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$71,752,373 % Position6.00% $ Change736.00% # Change651.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$64,830,529 % Position5.00% $ Change843.00% # Change728.00%
Stck Ticker872540109 Stock NameTJX COS INC NEW $ Position$68,753,124 % Position5.00% $ Change640.00% # Change680.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$47,282,262 % Position4.00% $ Change1329.00% # Change1159.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$45,656,677 % Position4.00% $ Change465.00% # Change353.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$49,601,891 % Position4.00% $ Change731.00% # Change626.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$44,250,226 % Position4.00% $ Change-20.00% # Change-29.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$56,358,846 % Position4.00% $ Change-23.00% # Change-24.00%

Brochure Summary