Adviser Profile

As of Date 02/12/2026
Registration SEC, Approved, 03/26/2018
Contact Info 914 xxxxxxx
AUM* 59,224,254 -8%
of that, discretionary 59,224,254 -8%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 2,193,491 16%
% High Net Worth 83.33%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

64M 55M 45M 36M 27M 18M 9M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date09/18/2025 Form ADV-E View Report
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date01/02/2025 Form ADV-E View Report

Brochure Summary