Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 09/14/2018
ADV Location SCOTTSDALE, AZ, United States
Contact Info 480 xxxxxxx
Websites
AUM* 473,616,234 42%
of that, discretionary 462,052,938 43%
Number of Employees 11 10%
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 422,118 -2%
% High Net Worth 36.38% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

462M 396M 330M 264M 198M 132M 66M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$62,460,493 % Position16.00% $ Change3.00% # Change-11.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$35,512,081 % Position9.00% $ Change12.00% # Change-3.00%
Stck Ticker25434V724 Stock NameDIMENSIONAL ETF TRUST $ Position$18,413,142 % Position5.00% $ Change4.00% # Change-8.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$14,850,880 % Position4.00% $ Change76.00% # Change59.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$10,258,759 % Position3.00% $ Change-14.00% # Change-16.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$9,898,099 % Position3.00% $ Change8.00% # Change8.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$6,344,251 % Position2.00% $ Change-14.00% # Change-20.00%
Stck Ticker78464A763 Stock NameSPDR SERIES TRUST $ Position$6,813,251 % Position2.00% $ Change # Change
Stck Ticker37954Y475 Stock NameGLOBAL X FDS $ Position$6,485,638 % Position2.00% $ Change-5.00% # Change-8.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$9,565,675 % Position2.00% $ Change12.00% # Change0.00%

Brochure Summary