Adviser Profile

As of Date 08/31/2026
Registration SEC, Approved, 08/19/1981
ADV Location CARLSBAD, CA, United States
Contact Info 626 xxxxxxx
Websites
AUM* 200,212,942 36%
of that, discretionary 189,500,193 38%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,317,190 37%
% High Net Worth 64.00% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

141M 121M 101M 81M 61M 40M 20M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921078101 Stock NameVANECK MERK GOLD ETF $ Position$5,339,892 % Position5.00% $ Change-10.00% # Change5.00%
Stck Ticker718546104 Stock NamePHILLIPS 66 $ Position$4,092,363 % Position4.00% $ Change-8.00% # Change0.00%
Stck Ticker767204100 Stock NameRIO TINTO PLC $ Position$4,351,687 % Position4.00% $ Change1.00% # Change0.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$3,807,783 % Position3.00% $ Change43.00% # Change0.00%
Stck Ticker717081103 Stock NamePFIZER INC $ Position$3,774,950 % Position3.00% $ Change-15.00% # Change0.00%
Stck Ticker881624209 Stock NameTEVA PHARMACEUTICAL INDS LTD $ Position$3,284,938 % Position3.00% $ Change11.00% # Change-2.00%
Stck Ticker165167735 Stock NameEXPAND ENERGY CORPORATION $ Position$3,565,256 % Position3.00% $ Change-1.00% # Change19.00%
Stck Ticker29250N105 Stock NameENBRIDGE INC $ Position$3,465,429 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker375558103 Stock NameGILEAD SCIENCES INC $ Position$3,305,181 % Position3.00% $ Change-10.00% # Change0.00%
Stck Ticker20825C104 Stock NameCONOCOPHILLIPS $ Position$3,255,404 % Position3.00% $ Change-22.00% # Change0.00%

Brochure Summary