9AT: BLUE OCEAN INVESTMENT PARTNERS

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 10/08/2021
Contact Info	+44 xxxxxxx
Websites

AUM^*	7,710,477 -1%
of that, discretionary	7,710,477 -1%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	405,815 35%
% High Net Worth	73.68% 8%
SMA’s	No
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRANSITION FINANCIAL ADVISORS GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM300.6m	#Funds-
Adviser LWS WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM548.7m	#Funds-
Adviser KULT WEALTH MANAGEMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM135.1m	#Funds-
Adviser NEW VERNON WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM781.0m	#Funds-
Adviser WASHINGTON GROWTH STRATEGIES LLC	Hedge Fund17.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV17.2m	AUM247.2m	#Funds1
Adviser MUNAKATA ASSOCIATES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.2m	#Funds-
Adviser SYNTAX RESEARCH, INC.	Hedge Fund38.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV38.9m	AUM202.9m	#Funds1
Adviser GORDIAN WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM488.7m	#Funds-
Adviser ARETE WEALTH STRATEGISTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM64.5m	#Funds-
Adviser SANTIAGO CAPITAL, LLC	Hedge Fund1.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2m	AUM152.7m	#Funds3

Brochure Summary

Overview

Blue Ocean Investment Partners Limited (“Blue Ocean”, “we”, “us”, “our”, “Investment Manager” or the “Firm”) is registered in England and Wales as a private limited liability company. Blue Ocean was founded on December 12, 2017. Robert “Ted” Holmes owns 100% of Blue Ocean and is the sole individual providing investment advice to clients. Blue Ocean’s office is in London, England. The company is regulated by the Financial Conduct Authority (“FCA”), the financial regulator of the United Kingdom. As discussed further in Item 7 herein, Blue Ocean provides investment advice to clients via discretionary management of separately managed accounts (“Accounts”). Blue Ocean offers a long-only, fundamental strategy focused on publicly listed innovators. The Company aims to achieve long-term capital appreciation for its clients. Blue Ocean invests primarily in the common stock of public companies in developed markets worldwide; however, it can also hold cash or other short-term interest-bearing instruments if opportunities in common stocks are not supportive of investment. Blue Ocean can also sell or purchase foreign currency to fund the acquisition of common stocks traded on non-US exchanges. All investment research and all client account decisions are approved by the Chief Investment Officer. We use proprietary, subjective financial models for establishing

company valuations. The investment strategy does not rely on algorithms for investing. The investment strategy can be varied as to position sizes in the portfolio, as described under the heading “Diversification in Item 8. Methods of Analysis, Investment Strategies, and Risk of Loss”. This is based on each client’s risk appetite and investment objectives. We will discuss your risk appetite and investment objective before establishing a client relationship with you and then on an on-going basis as further detailed in Item 16. Investment Discretion. As of December 31, 2023, Blue Ocean manages $7.8 million in regulated assets under management based on the aggregate market value of all accounts managed by us. We provide advisory services to clients in the United States as well as in other jurisdictions such as the United Kingdom and Singapore. Our US clients include qualified clients (generally, persons with net worth, excluding primary residence, greater than $2.2 million or persons with assets under management with Blue Ocean of greater than $1.1 million), institutional clients and non-qualified clients. Outside of the United States, we offer our discretionary investment strategy to clients who are eligible counterparties or professional investors, as determined in each jurisdiction. We do not offer non-discretionary service.

BLUE OCEAN INVESTMENT PARTNERS

BLUE OCEAN INVESTMENT PARTNERS

BLUE OCEAN INVESTMENT PARTNERS LLC

BLUE OCEAN INVESTMENT PARTNERS LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BLUE OCEAN INVESTMENT PARTNERS BLUE OCEAN INVESTMENT PARTNERS BLUE OCEAN INVESTMENT PARTNERS LLC BLUE OCEAN INVESTMENT PARTNERS LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BLUE OCEAN INVESTMENT PARTNERS

BLUE OCEAN INVESTMENT PARTNERS

BLUE OCEAN INVESTMENT PARTNERS LLC

BLUE OCEAN INVESTMENT PARTNERS LIMITED