Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 06/13/2018
Other registrations (1)
Contact Info 419 xxxxxxx
AUM* 187,923,640 13%
of that, discretionary 50,283,714 395%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 8,170,593 28%
% High Net Worth 48.15% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

156M 134M 112M 89M 67M 45M 22M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary