Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 06/04/2018
Other registrations (2)
Contact Info 415 xxxxxxx
Websites
AUM* 320,352,000 38%
of that, discretionary 320,352,000 38%
Number of Employees 17
of those in investment advisory functions 5 -44%
Private Fund GAV* 0
Avg Account Size 64,070,400 2981%
% High Net Worth 25.00% 117%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

320M 275M 229M 183M 137M 92M 46M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary