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Adviser Profile

As of Date 08/24/2026
Registration SEC, Approved, 09/04/2018
ADV Location TOKYO, Japan
Contact Info +81 xxxxxxx
Websites
AUM* 406,959,236,818 6%
of that, discretionary 401,045,445,429 4%
Number of Employees 6,400 2%
of those in investment advisory functions 300 20%
Private Fund GAV* 0
Avg Account Size 12,485,327 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

460B 394B 328B 263B 197B 131B 66B
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary