9AT: UNIGESTION (UK) LTD

UNIGESTION (UK) LTD

UNIGESTION (UK) LTD

Adviser Profile

As of Date	10/11/2024
Registration status	Terminated
ADV Location	LONDON, United Kingdom
Contact Info	+44 xxxxxxx
Websites

AUM^*	1,500,990,760 -11%
of that, discretionary	1,500,990,760 -11%
Number of Employees	20 -9%
of those in investment advisory functions	12
Private Fund GAV^*	0
Avg Account Size	187,623,845 33%
% High Net Worth	< 0.01% -100%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

4B 4B 3B 2B 2B 1B 613M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Unigestion (UK) Limited (“Unigestion UK”) has been in business since 2000. It is a wholly owned subsidiary of Unigestion Holding SA, a private company incorporated under Swiss law and the holding company of the Unigestion group of entities (the “Unigestion Group”). Unigestion’s Group structure as at 31 December 2023 is illustrated below: Unigestion UK is an independent asset manager that seeks to maximize returns through risk management for a limited number of institutional investors, intermediary distributors and high net worth families. See Item 7 for a further discussion of Unigestion UK’s types of clients. Created in 1971, the Unigestion Group is headquartered in Geneva, Switzerland, and has offices in major financial centers around the world: Zurich, London, Paris, Düsseldorf, Jersey City, Montreal, Toronto, St Helier and Singapore as reflected in the structure chart

above. We align our interests with those of our clients by investing our capital in the strategies we manage for them, thereby developing partnerships with them. Advisory Services Unigestion UK’s single activity is asset management. We firmly believe downside protection and return asymmetry are the drivers of long-term performance for our clients. This philosophy is embedded across our three areas of expertise: Private Equity, Equities, and Multi-Asset & Wealth Management. Tailor Made Solutions With over half of our assets managed through segregated mandates, we understand our clients’ objectives and design strategies tailored to their needs. We also offer fully discretionary as well as non-discretionary management. Unigestion (UK) Ltd. I 6/30 Assets under Management As at 31 December 2023, Unigestion UK managed total assets of $1,500,990,760.  All assets are managed on a discretionary basis of which $13,105,942 are managed for US clients Unigestion (UK) Ltd. I 7/30