Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 04/04/2018
Other registrations (1)
ADV Location SAN RAFAEL, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 366,404,410 34%
of that, discretionary 365,778,619 35%
Number of Employees 6 50%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 435,677 24%
% High Net Worth 44.48% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

366M 314M 261M 209M 157M 105M 52M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees