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Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 03/30/2018
Other registrations (5)
ADV Location SCOTTSDALE, AZ, United States
Contact Info 800 xxxxxxx
Websites
AUM* 419,058,112 35%
of that, discretionary 405,912,586 35%
Number of Employees 16 -11%
of those in investment advisory functions 13 -13%
Private Fund GAV* 0
Avg Account Size 153,277 20%
% High Net Worth 9.20% 46%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

406M 348M 290M 232M 174M 116M 58M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$33,639,625 % Position9.00% $ Change14.00% # Change-1.00%
Stck Ticker00326A104 Stock NameETFS GOLD TR $ Position$15,715,094 % Position4.00% $ Change-17.00% # Change-4.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$12,730,902 % Position4.00% $ Change42.00% # Change-17.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$11,807,764 % Position3.00% $ Change20.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,623,505 % Position3.00% $ Change16.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,161,255 % Position3.00% $ Change25.00% # Change9.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$10,485,085 % Position3.00% $ Change-6.00% # Change-6.00%
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$10,082,897 % Position3.00% $ Change-4.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$12,175,478 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$5,915,566 % Position2.00% $ Change37.00% # Change39.00%

Brochure Summary