Adviser Profile

As of Date 04/16/2026
Registration SEC, Approved, 03/23/2018
Other registrations (2)
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 219,756,972 11%
of that, discretionary 210,292,910 10%
Number of Employees 2 -33%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 487,266 -61%
% High Net Worth 42.65% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

226M 194M 162M 129M 97M 65M 32M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$11,149,944 % Position4.00% $ Change24.00% # Change15.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$7,580,212 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$8,105,208 % Position3.00% $ Change1121.00% # Change998.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$8,621,824 % Position3.00% $ Change1.00% # Change-10.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$7,863,938 % Position3.00% $ Change23.00% # Change6.00%
Stck Ticker46435G409 Stock NameISHARES TR $ Position$6,666,283 % Position3.00% $ Change583.00% # Change548.00%
Stck Ticker46432F396 Stock NameISHARES TR $ Position$6,605,942 % Position3.00% $ Change36.00% # Change-4.00%
Stck Ticker46429B697 Stock NameISHARES TR $ Position$4,186,962 % Position2.00% $ Change4.00% # Change0.00%
Stck Ticker46434V282 Stock NameISHARES TR $ Position$3,785,821 % Position2.00% $ Change166.00% # Change132.00%
Stck Ticker46434V449 Stock NameISHARES TR $ Position$4,715,385 % Position2.00% $ Change49.00% # Change34.00%

Brochure Summary