Adviser Profile

As of Date 09/21/2026
Registration SEC, Approved, 01/11/2018
Other registrations (1)
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 4,823,333,873 37%
of that, discretionary 4,814,872,290 37%
Number of Employees 18 29%
of those in investment advisory functions 12 20%
Private Fund GAV* 0
Avg Account Size 2,079,920 9%
% High Net Worth 53.10% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 3B 3B 2B 1B 688M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE MORAN Filing Date09/08/2026 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date08/08/2025 Form ADV-E View Report