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Adviser Profile

AUM* 2,487,042,824 92%
of that, discretionary 2,487,042,824 92%
Number of Employees 50
of those in investment advisory functions 50
Private Fund GAV* 0
Avg Account Size 1,093,686 77%
% High Net Worth 12.73% 90%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 1B 711M 355M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$83,145,111 % Position5.00% $ Change13.00% # Change4.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$91,429,588 % Position5.00% $ Change5.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$62,497,777 % Position4.00% $ Change23.00% # Change23.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$48,378,570 % Position3.00% $ Change-3.00% # Change10.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$52,929,098 % Position3.00% $ Change3.00% # Change-2.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$49,815,656 % Position3.00% $ Change9.00% # Change7.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$35,281,240 % Position2.00% $ Change4.00% # Change-2.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$26,942,481 % Position2.00% $ Change32.00% # Change24.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$26,395,675 % Position2.00% $ Change7.00% # Change0.00%
Stck Ticker922020748 Stock NameVANGUARD MALVERN FDS $ Position$26,477,891 % Position2.00% $ Change3.00% # Change3.00%

Brochure Summary