Adviser Profile

AUM* 350,608,741 45%
of that, discretionary 319,661,980 32%
Number of Employees 12
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 295,374 17%
% High Net Worth 13.86% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

320M 274M 228M 183M 137M 91M 46M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$29,186,855 % Position14.00% $ Change16.00% # Change1.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$7,926,292 % Position4.00% $ Change16.00% # Change1.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$7,920,030 % Position4.00% $ Change22.00% # Change518.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$5,954,710 % Position3.00% $ Change15.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$5,897,048 % Position3.00% $ Change21.00% # Change-2.00%
Stck Ticker922020755 Stock NameVANGUARD MALVERN FDS $ Position$7,168,967 % Position3.00% $ Change4.00% # Change4.00%
Stck Ticker46434V878 Stock NameISHARES TR $ Position$5,040,006 % Position2.00% $ Change1.00% # Change1.00%
Stck Ticker09290C780 Stock NameBLACKROCK ETF TRUST $ Position$3,622,477 % Position2.00% $ Change59.00% # Change-1.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$3,670,259 % Position2.00% $ Change65.00% # Change54.00%
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR $ Position$3,190,489 % Position2.00% $ Change26.00% # Change6.00%

Brochure Summary