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Adviser Profile

As of Date 04/22/2026
Registration SEC, Approved, 07/16/2009
Contact Info 630 xxxxxxx
Websites
AUM* 566,500,000 66%
of that, discretionary 556,500,000 71%
Number of Employees 66 -11%
of those in investment advisory functions 65 -11%
Private Fund GAV* 0
Avg Account Size 220,000 11%
% High Net Worth 7.23% 126%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

557M 477M 398M 318M 239M 159M 80M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary