Adviser Profile

As of Date 07/20/2023
Registration status Terminated
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 155,631,941 -16%
of that, discretionary 142,081,156 -21%
Number of Employees 3 -25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 207,509 -7%
% High Net Worth 31.18% 299%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

180M 155M 129M 103M 77M 52M 26M
2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees