9AT: SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 09/12/2017
ADV Location	STAMFORD, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	176,198,488 12%
of that, discretionary	176,198,488 12%
Number of Employees	8
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	88,099,244 12%
SMA’s	Yes
Private Funds	2 2

Adviser Type

- Large advisory firm

Client Types

- Other

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LONDINIUM ASSET MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM82.0m	#Funds-
Adviser GAVLTD INTERNATIONAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM34.3m	#Funds-
Adviser SWISS FINANCE MANAGEMENT INTERNATIONAL SA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.0m	#Funds-
Adviser ALLARIA ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.6m	#Funds-
Adviser SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.2b	#Funds-
Adviser ADVISORS PREFERRED LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser MCI ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0k	#Funds-
Adviser V DELIMA INVESTMENTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM63.3m	#Funds-
Adviser SILVA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.4m	#Funds-
Adviser TILLER PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.5m	#Funds-

Brochure Summary

Overview

SummerHaven is an investment management firm that was formed under the laws of the State of Delaware in April 2009. Its principal place of business is located in Stamford, Connecticut. SummerHaven’s principals are Kurt J. Nelson and K. Geert Rouwenhorst. SummerHaven is a member of the National Futures Association (“NFA”), identification number 0413923, and has been registered with the Commodity Futures Trading Commission (the “CFTC”) as a commodity trading advisor and as a commodity pool operator since October 9, 2009. SummerHaven became registered as an investment adviser with the SEC on September 12, 2017. SummerHaven currently provides advisory services on a discretionary basis to certain clients that trade in commodity interests, and, in certain cases, U.S. Treasury

obligations (collectively, the “Commodity Accounts”). SummerHaven also provides discretionary sub-advisory services in respect of securities to separately managed accounts (together, the “Securities Client SMAs”, and collectively with the Commodity Accounts, the “Clients”). It is in SummerHaven’s discretion to tailor its advisory clients to the needs of the Clients. As of December 31, 2023, SummerHaven had approximately $156,771,224 of regulatory assets under management (“RAUM”), all on a discretionary basis. Such RAUM amount excludes approximately $536MM assets under management attributable to the Commodity Accounts since the Commodity Accounts do not meet the definition of “securities portfolios”, as such term is defined in the instructions to Form ADV Part 1A.

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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SUMMERHAVEN INVESTMENT MANAGEMENT, LLC SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC