9AT: V DELIMA INVESTMENTS INC

V DELIMA INVESTMENTS INC

other names

V DELIMA INVESTMENTS INC

Adviser Profile

As of Date	03/27/2025
Adviser Type - Large advisory firm
Number of Employees	1
of those in investment advisory functions	1
Registration	SEC, Approved, 09/28/2020

AUM^*	98,500,000 -4%
of that, discretionary	58,500,000 -44%
Private Fund GAV^*	0 -100%
Avg Account Size	5,184,211 -5%
SMA’s	Yes
Private Funds	0 1
Contact Info	305 xxxxxxx

Client Types

- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

104M 89M 74M 59M 44M 30M 15M

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Item 5 – Additional Compensation ........................................................................................... 20 Item 6 – Supervision ....................................................................................................................... 21 Form ADV Part 2B Brochure Supplement(s) V. Delima Investments Inc (hereinafter referred to as “VDI” or the “Firm”) is an investment adviser registered with the U.S. Securities and Exchange Commission. VDI became a registered investment adviser and commenced active business operations in 2020. VDI is a corporation in Florida. Vivian Augusto de Lima Giuliani is the sole owner of VDI. Ms. Giuliani also serves as VDI’s President, Chief Compliance Officer, and sole investment adviser representative. VDI offers the following investment advisory services, personalized for each client: Discretionary Investment Management Services VDI offers personalized discretionary investment management services to its clients. These services will involve detailed consultations with the client to formulate customized investment objectives and criteria. Clients are asked to provide VDI with specific information concerning their current financial status and holdings, investment objectives, risk tolerance, and time horizon. VDI will also inquire about any restrictions the client wishes to impose on managing the accounts. VDI will formulate an investment strategy and asset allocation based on discussions with the client and the information provided by the client that VDI believes is suitable for the client. VDI will then manage the client’s portfolio in a way consistent with the client’s investment objectives. Periodically, VDI will conduct follow-up consultations with each discretionary client, review investment objectives and account performance, and agree with the client on any adjustments to the client’s investment objectives that the client may determine to be appropriate. VDI used to have an agreement with Credit Agricole Corporate and Investment Bank Miami d/b/a CA Indosuez Wealth (Miami) (“CA Indosuez”), pursuant to which VDI may refer its advisory clients to CA Indosuez for brokerage and custody services. This contract was assigned to Bank Santander International – “BSI “due to a sale of ‘CA Indosuez “to “BSI”. “BSI” will also assist VDI with formulating investment strategies and asset allocations for VDI’s clients that maintain a relationship with “BSI”, though VDI is ultimately responsible for communicating the investment proposal to the

clients and management of the clients’ account at “BSI”, including directing the execution of securities trades on behalf of the clients. Clients of VDI that are referred to “BSI” and become clients of “BSI are not charged advisory fees by VDI. Instead, these clients will pay “BSI” for the advisory, custody and brokerage services provided by “BSI”. VDI is compensated by “BSI” in the form of a fixed quarterly fee. VDI will also offer discretionary investment management services to clients that are not also clients, or do not wish to be clients, of “BSI”. VDI will not offer custody services to its clients. These clients will be charged the advisory fees detailed in Item 5 below. Non-Discretionary Investment Management Services VDI also offers non-discretionary investment advisory services to its clients. As with discretionary accounts, clients are asked to provide VDI with information regarding their financial profile and any restrictions the client wishes to impose on managing the accounts. For non-discretionary accounts, VDI will recommend an investment strategy, allocation mix, or changes to the client's existing portfolio that VDI believes suits that client. VDI will make recommendations to the client on an ongoing basis based on the client's financial and investment profile. VDI will implement the approved securities transaction if the client approves the recommendation. VDI will not offer custody services to its clients. As with discretionary accounts, VDI will be compensated by “BSI” if the client is referred to “BSI” by VDI. Clients not referred to “BSI” will be charged the advisory fees detailed in Item 5 below. Types of Investments Generally, the Firm will provide investment advice with respect to the following types of securities and products:
• Exchange listed securities
• Securities traded over the counter.
• Securities issued by foreign issuers, including foreign sovereign debt instruments and emerging market securities.
• Corporate debt securities, including commercial paper.
• U.S. government securities
• Certificates of deposit
• Options contracts on securities
• Commodities and derivatives
• Structured notes Wrap Fee Programs VDI does not sponsor, manage, or participate in wrap-fee programs. Assets Under Management VDI is an investment advisory firm. VDI currently serves a limited number of clients with assets under management of over $100,000,000 on a non- discretionary and discretionary basis.