9AT: WELLINGTON FUNDS (US) LLC

other names

WELLINGTON FUNDS (US) LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm
Number of Employees	2 100%
of those in investment advisory functions	1 100%
Registration	SEC, Approved, 09/12/2017

AUM^*	5,032,760,799 1%
of that, discretionary	5,032,760,799 -4%
Private Fund GAV^*	5,032,760,799 -1%
Avg Account Size	264,882,147 -19%
SMA’s	No
Private Funds	24 5
Contact Info	617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management

Fund Type	Count	GAV
Fund TypeHedge Fund	Count10	GAV$2,901,932,172
Fund TypeOther Private Fund	Count14	GAV$2,130,828,627

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser IMARA ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM42.8m	#Funds-
Adviser SQN INVESTORS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM279.1m	#Funds-
Adviser WESTROCK ASSET MANAGEMENT, LLC	Hedge Fund151.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund29.2m	Total Private Fund GAV180.6m	AUM162.7m	#Funds5
Adviser UNIMAR	Hedge Fund66.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund117.9m	Total Private Fund GAV184.5m	AUM230.8m	#Funds8
Adviser CALLODINE CAPITAL MANAGEMENT	Hedge Fund562.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund66.4m	Total Private Fund GAV628.9m	AUM787.3m	#Funds6
Adviser INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC	Hedge Fund87.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund522.4m	Total Private Fund GAV609.9m	AUM1.3b	#Funds3
Adviser GRIFFIN ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM60.1m	#Funds-
Adviser CLEAN ENERGY TRANSITION LLP	Hedge Fund2.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund912.3m	Total Private Fund GAV3.4b	AUM4.0b	#Funds5
Adviser BALEEN CAPITAL MANAGEMENT LLC	Hedge Fund136.8k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund31.9m	Total Private Fund GAV32.0m	AUM168.7m	#Funds3
Adviser AEW CAPITAL MANAGEMENT LP	Hedge Fund172.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund433.1m	Total Private Fund GAV605.2m	AUM4.8b	#Funds15

Brochure Summary

Overview

Established in 2016, Wellington Funds (US) LLC (WFUS) is an indirect subsidiary of Wellington Management Group LLP (WMG), which is the parent holding company of the Wellington Management group of companies (collectively, Wellington Management). WFUS is a Delaware limited liability company that acts as the general partner or manager of several privately-offered pooled investment vehicles exempt from registration under the Investment Company Act of 1940 (collectively, the Funds). The Funds pursue a range of investment strategies. WFUS has claimed an exemption from registration as a commodity pool operator with the Commodity Futures Trading Commission (CFTC) under CFTC Rule 4.13(a)(3). As the general partner or manager to the Funds, WFUS sets the investment objective, guidelines and restrictions for the Funds. WFUS has appointed its affiliate Wellington Management Company LLP (WMC), a Delaware limited liability partnership and indirect subsidiary of WMG, as investment manager to provide discretionary investment management and related services to most of the Funds. WMC is registered as an investment adviser with the Securities and

Exchange Commission (SEC) and as a commodity trading advisor with the CFTC. WMC delegates certain discretionary investment management and related services to these affiliates in accordance with the terms of the relevant investment management or other agreement. Details on these affiliates have been provided in the Appendix. As of 31 December 2023, WFUS had approximately $4.4 billion in assets under management on a discretionary basis. Discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by WFUS and its affiliates in connection with management of the Funds, are summaries intended only to provide required information on our business and practices to our advisory clients. These discussions are not intended for use in evaluating an investment in a Fund. Investors and prospective investors in a Fund should read the Fund’s confidential offering memorandum and governing documents (“Offering Documents”) for complete information on these matters.

WELLINGTON FUNDS (US) LLC

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Brochure Summary

Overview