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Adviser Profile

As of Date 07/29/2024
Adviser Type - Large advisory firm
Number of Employees 2 100.00%
of those in investment advisory functions 1 100.00%
Registration SEC, Approved, 04/29/2016
AUM* 50,597,889,121 16.61%
of that, discretionary 50,597,889,121 16.61%
Private Fund GAV* 52,491,222,531 -6.48%
Avg Account Size 383,317,342 9.54%
SMA’s No
Private Funds 115 5
Contact Info 617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
46B 40B 33B 27B 20B 13B 7B
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count71 GAV$41,970,372,093
Fund TypePrivate Equity Fund Count33 GAV$6,211,676,396
Fund TypeSecuritized Asset Fund Count1 GAV$400,000,000
Fund TypeOther Private Fund Count10 GAV$3,909,174,042

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Brochure Summary

Overview

Wellington Alternative Investments LLC (WAI) is an indirect subsidiary of Wellington Management Group LLP (WMG), which is the parent holding company of the Wellington Management group of companies (collectively, Wellington Management). WAI is a Delaware limited liability company that acts as the general partner, manager, and/or sponsor of several privately-offered pooled investment vehicles exempt from registration under the Investment Company Act of 1940 (collectively, the Funds). The Funds pursue a range of investment strategies, including equity long / short, market neutral, quantitative equity, macro, relative value, multi-strategy, credit long / short, private equity, and securitized debt. WAI is registered as a commodity pool operator (CPO) with the Commodity Futures Trading Commission (CFTC). WAI also provides non-discretionary portfolio advisory services to other clients (Accounts) who seek to pursue an investment strategy similar to one or more of the Funds employing a multi-strategy investment approach. Accounts are often customized to meet a client’s specific requirements. Initial account requirements or guidelines are generally established by agreement between WAI or an affiliate and the Account client and are typically stated in the portfolio advisory or management agreement. From time to time, WAI or its affiliate negotiates changes to these agreements with an Account client. Additionally, from time to time WAI enters into side letters or similar agreements with investors in certain Funds subject to WAI’s policies and procedures designed to manage related conflicts. As the
general partner, manager, and/or sponsor to the Funds, WAI sets the investment objective, guidelines and restrictions for the Funds. WAI has appointed its affiliate, Wellington Management Company LLP (WMC), a Delaware limited liability partnership and indirect subsidiary of WMG, as investment manager to provide discretionary investment management and related services to the Funds. WMC is registered as an investment adviser with the Securities and Exchange Commission (SEC) and as a commodity trading advisor with the CFTC. WMC delegates certain discretionary investment management and related services to these affiliates in accordance with the terms of the relevant investment management or other agreement. Details on these affiliates have been provided in the Appendix. As of 31 December 2023, WAI had approximately $19 billion in assets under management on a discretionary basis. Discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by WAI and its affiliates in connection with management of the Funds and Accounts, are summaries intended only to provide required information on our business and practices to our advisory clients. These discussions are not intended for use in evaluating an investment in a Fund. Investors and prospective investors in a Fund should read the Fund’s confidential offering memorandum and governing documents (“Offering Documents”) for complete information on these matters. 5 | P a g e