9AT: GRIFFIN ASSET MANAGEMENT LLC

Adviser Profile

As of Date	03/23/2024
Registration status	Registration Changed to GRIFFIN ASSET MANAGEMENT LLC
ADV Location	LA GRANGE, IL, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	60,119,150
of that, discretionary	60,119,150
Number of Employees	7
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	8,588,450
SMA’s	No
Private Funds	0 7

Adviser Type

- No longer eligible

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NATIONAL INVESTMENT SERVICES OF AMERICA, LLC	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.7b	Total Private Fund GAV7.7b	AUM16.3b	#Funds12
Adviser AXIOM INVESTORS	Hedge Fund320.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.7b	Total Private Fund GAV3.0b	AUM28.1b	#Funds12
Adviser L CATTERTON	Hedge Fund25.4b	Liquidity Fund-	Private Equity Fund2.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund26.3b	Total Private Fund GAV53.8b	AUM30.8b	#Funds96
Adviser ARCUS INVESTMENT ASIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser UTXO MANAGEMENT GP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser JENEQ MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser RAGING CAPITAL MANAGEMENT, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser RADAR EQUITIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ARCUS INVESTMENT LIMITED	Hedge Fund135.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.3b	Total Private Fund GAV2.5b	AUM-	#Funds3
Adviser ARCM	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Page 5 A. Griffin Asset Management LLC Griffin Asset Management LLC (“Griffin Asset Management” or “the firm”) is an Illinois limited liability company. The firm was formed in 2011 and is solely owned by Michael Griffin. B. Advisory Services Offered Griffin Asset Management provides discretionary asset management services to several private funds (“Funds” or “Series Funds”). Griffin Asset Management may, in the future, advise additional funds, co-investment vehicles and form alternative investment vehicles (each, an “Alternative Investment Vehicle”) organized to address, for example, specific tax, legal, business, accounting or regulatory-related matters that may arise in connection with a transaction or transactions. The Funds, Co-Investment Vehicles and Alternative Investment Vehicles are collectively referred to as the “Funds.” Griffin Asset Management’s advisory services consist of investigating, identifying and evaluating investment opportunities, structuring, negotiating and making investments on behalf of the Funds, managing and monitoring the performance of such

investments, and disposing of such investments. Griffin Asset Management provides investment supervisory services to each Fund in accordance with a limited partnership agreement or separate investment and advisory, investment management or portfolio management agreements (each, a “Management Agreement”). Griffin Asset Management provides investment advice directly to the Funds, subject to the discretion and control of the Managing Member, and not individually to the investors in the Funds. Investment restrictions for the Funds, if any, are generally established in the organizational or offering documents of the applicable Fund. C. Client-Tailored Services and Client-Imposed Restrictions Each Fund will be managed on the basis of the Fund’s governing documents. D. Wrap Fee Programs Griffin Asset Management does not participate in wrap fee programs. (Wrap fee programs offer services for one all-inclusive fee.) E. Client Assets Under Management As of December 31, 2022, the firm managed $105,828,730 of discretionary assets. Item 5: Fees and Compensation

GRIFFIN ASSET MANAGEMENT LLC

GRIFFIN ASSET MANAGEMENT LLC

HEDGEACT

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GRIFFIN ASSET MANAGEMENT LLC GRIFFIN ASSET MANAGEMENT LLC HEDGEACT

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GRIFFIN ASSET MANAGEMENT LLC

GRIFFIN ASSET MANAGEMENT LLC

HEDGEACT