Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 07/06/2017
Other registrations (1)
ADV Location RALEIGH, NC, United States
Contact Info 919 xxxxxxx
Websites
AUM* 309,434,084 21%
of that, discretionary 300,754,464 20%
Number of Employees 7 17%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 552,561 14%
% High Net Worth 68.79% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

301M 258M 215M 172M 129M 86M 43M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees