| As of Date | 03/19/2026 |
| Registration | SEC, Approved, 06/02/2017 |
| ADV Location | GLASTONBURY, CT, United States |
| Contact Info | 860 xxxxxxx |
| Websites |
| AUM* | 1,923,376,840 68% |
| of that, discretionary | 1,753,885,075 76% |
| Number of Employees | 10 11% |
| of those in investment advisory functions | 7 40% |
| Private Fund GAV* | 0 |
| Avg Account Size | 2,115,926 42% |
| % High Net Worth | 69.09% -2% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date08/28/2025 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date10/09/2024 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date09/27/2023 | Form ADV-E View Report |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker30231G102 | Stock NameEXXON MOBIL CORP | $ Position$71,100,857 | % Position6.00% | $ Change-21.00% | # Change-2.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$64,826,643 | % Position5.00% | $ Change17.00% | # Change2.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$62,574,801 | % Position5.00% | $ Change17.00% | # Change2.00% |
| Stck Ticker166764100 | Stock NameCHEVRON CORPORATION | $ Position$44,789,475 | % Position4.00% | $ Change-20.00% | # Change0.00% |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$33,111,480 | % Position3.00% | $ Change23.00% | # Change0.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO | $ Position$34,166,976 | % Position3.00% | $ Change12.00% | # Change0.00% |
| Stck Ticker46435U259 | Stock NameISHARES TR | $ Position$37,004,331 | % Position3.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$36,660,306 | % Position3.00% | $ Change1.00% | # Change0.00% |
| Stck Ticker921943858 | Stock NameVANGUARD TAX-MANAGED FDS | $ Position$28,264,042 | % Position2.00% | $ Change14.00% | # Change3.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$24,792,001 | % Position2.00% | $ Change24.00% | # Change0.00% |