Adviser Profile

As of Date 05/19/2026
Registration SEC, Approved, 05/16/2016
Contact Info 951 xxxxxxx
Websites
AUM* 985,760,522 32%
of that, discretionary 595,819,990 34%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 11,075,961 -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

616M 528M 440M 352M 264M 176M 88M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary