| As of Date | 03/16/2026 |
| Registration | SEC, Approved, 02/23/1996 |
| ADV Location | SHELTON, CT, United States |
| Contact Info | 203 xxxxxxx |
| Websites |
| AUM* | 1,207,927,898 -2% |
| of that, discretionary | 690,158,944 -3% |
| Number of Employees | 22 -8% |
| of those in investment advisory functions | 9 -10% |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,031,535 7% |
| % High Net Worth | 9.00% 35% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser FOLIOBEYOND, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM206.6m | #Funds- | |
| Adviser MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund54.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund166.7m | Total Private Fund GAV221.2m | AUM525.6m | #Funds5 | |
| Adviser PHD RETIREMENT CONSULTING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM559.2m | #Funds- | |
| Adviser ANCORA ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.6b | #Funds- | |
| Adviser GREENROCK RESEARCH, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM863.9m | #Funds- | |
| Adviser VALIDEX GLOBAL INVESTING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM352.9m | #Funds1 | |
| Adviser INTELLICENTS INVESTMENT SOLUTIONS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM9.9b | #Funds- | |
| Adviser JACKSON AVENUE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.0m | #Funds- | |
| Adviser PENSION PLANNING SOLUTIONS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM9.1m | #Funds- | |
| Adviser IPEX, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$22,515,071 | % Position6.00% | $ Change25.00% | # Change10.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$18,438,242 | % Position5.00% | $ Change33.00% | # Change-3.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$17,029,310 | % Position5.00% | $ Change0.00% | # Change-13.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$9,152,011 | % Position3.00% | $ Change0.00% | # Change8.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$12,502,147 | % Position3.00% | $ Change42.00% | # Change47.00% |
| Stck Ticker30303M102 | Stock NameMETA PLATFORMS INC | $ Position$9,734,816 | % Position3.00% | $ Change29.00% | # Change0.00% |
| Stck Ticker595112103 | Stock NameMICRON TECHNOLOGY INC | $ Position$7,545,240 | % Position2.00% | $ Change39.00% | # Change50.00% |
| Stck Ticker038222105 | Stock NameAPPLIED MATLS INC | $ Position$5,449,265 | % Position2.00% | $ Change-32.00% | # Change-4.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$5,590,074 | % Position2.00% | $ Change | # Change |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$5,600,743 | % Position2.00% | $ Change-3.00% | # Change0.00% |