Adviser Profile

As of Date 03/18/2026
Registration SEC, Approved, 01/22/2016
ADV Location WEST DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 425,754,729 49%
of that, discretionary 425,754,729 49%
Number of Employees 8
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 3,638,929 41%
% High Net Worth 40.30% -34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

426M 365M 304M 243M 182M 122M 61M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KEITER CPA Filing Date05/22/2025 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date09/13/2024 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date11/07/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker36828A101 Stock NameGE VERNOVA INC $ Position$13,262,995 % Position4.00% $ Change30.00% # Change-3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$11,804,110 % Position4.00% $ Change4.00% # Change-10.00%
Stck Ticker859241101 Stock NameSTERLING INFRASTRUCTURE INC $ Position$12,338,592 % Position4.00% $ Change58.00% # Change-24.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$8,177,368 % Position3.00% $ Change51.00% # Change0.00%
Stck Ticker15101Q207 Stock NameCELESTICA INC $ Position$6,448,205 % Position2.00% $ Change28.00% # Change-1.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$5,321,136 % Position2.00% $ Change191.00% # Change2.00%
Stck Ticker040413205 Stock NameARISTA NETWORKS INC $ Position$6,722,492 % Position2.00% $ Change39.00% # Change0.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$7,712,900 % Position2.00% $ Change11.00% # Change-9.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$5,586,137 % Position2.00% $ Change41.00% # Change0.00%
Stck Ticker95123P106 Stock NameWEST BANCORPORATION INC $ Position$5,984,611 % Position2.00% $ Change2.00% # Change-8.00%

Brochure Summary