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Adviser Profile

As of Date 05/14/2026
Registration SEC, Approved, 04/20/2009
ADV Location DEVON, PA, United States
Contact Info 610 xxxxxxx
Websites
AUM* 1,344,273,458 37%
of that, discretionary 1,280,638,579 40%
Number of Employees 6
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 599,052 16%
% High Net Worth 43.94% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 915M 732M 549M 366M 183M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name WIPFLI LLP Filing Date03/03/2026 Form ADV-E View Report
Accounting Firm Name WIPFLI LLP Filing Date09/16/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date03/11/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date02/11/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date03/20/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$68,196,061 % Position7.00% $ Change13.00% # Change-1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$65,749,213 % Position7.00% $ Change21.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$53,996,156 % Position6.00% $ Change23.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$60,600,988 % Position6.00% $ Change14.00% # Change-1.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$62,063,368 % Position6.00% $ Change43.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$40,839,524 % Position4.00% $ Change0.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$34,861,899 % Position4.00% $ Change10.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$40,672,047 % Position4.00% $ Change30.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$43,095,834 % Position4.00% $ Change49.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$25,389,702 % Position3.00% $ Change14.00% # Change-1.00%

Brochure Summary