Canaccord Genuity Wealth Management (USA) Inc. (“CGWM USA”) is a registered investment adviser with the Securities and Exchange Commission and a full service broker-dealer registered with FINRA. CGWM USA is a wholly owned subsidiary of Canaccord Genuity Group Inc. (TSX: CF), through Canaccord Adams Financial Group Inc. Since its establishment in 1950, the Company has been driven by an unwavering commitment to building lasting client relationships. The Company has affiliates with offices in 12 countries worldwide, including Wealth Management offices located in Canada, Australia, the UK and Europe.
Canaccord Genuity, the Company’s international capital markets division, has operations in Canada, the U.S., the U.K., France, Germany, Ireland, Italy, Hong Kong, mainland China, Singapore, Australia and Barbados.
As of March 31, 2022, CGWM USA has $53 million in assets under management.
CGWM USA offers its clients a Complete Canaccord Fee-based Account.
The Complete Canaccord Fee-Based Account is designed for moderately active investors who plan to stay with their investment strategy for many years. It appeals to those clients who value a disciplined and traditional full-service approach, but wish to pay a recurring fee that is tied to account value, not account activity.
The Complete Canaccord Fee-Based Account is suitable for clients who:
• Want an investment strategy to protect and build their wealth.

• Prefer to pay a single asset-based fee to capitalize on all the investment opportunities that suit their investment strategy without considering each and

every transaction cost.
The Complete Canaccord Fee-Based Account provides you with access to:
• A customized investment strategy that reflects your risk tolerance, financial needs and goals, and overall assets.

• The full range of investments, including equities, fixed-income securities and mutual funds.

• All account types so you can build wealth in your IRA, ROTH IRA and non-registered accounts.

• The convenience of online account access, so you can monitor your progress towards your financial goals from wherever you are, whenever you choose.
With the Complete Canaccord Fee-Based Account, your Investment Advisor will work closely with you to determine how they will best meet your investment needs. As the client you have the ability to impose restrictions on investments in certain securities or types of securities.
Portfolio Management Account (PMA) A discretionary account which provides the client’s Investment Advisor with the authority to make investment decisions on the client’s behalf, determined by well-defined guidelines established in the client’s Investment Policy Statement.
You have the comfort of knowing that CGWM USA conducts ongoing monitoring of each Portfolio Manager to ensure they provide nothing but the highest quality of service to each and every client.
Both the Separately Managed Account and the Portfolio Management Account have been designed with the affluent investor in mind. Our prestigious platform includes top-quality Quarterly Portfolio reviews and comprehensive reporting.
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