Adviser Profile

As of Date 01/27/2026
Registration SEC, Approved, 10/01/2015
ADV Location LAFAYETTE, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 269,452,314 20%
of that, discretionary 269,452,314 20%
Number of Employees 4 100%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 690,903 -57%
% High Net Worth 40.23% -50%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

269M 231M 192M 154M 115M 77M 38M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker58933Y105 Stock NameMERCK & CO INC $ Position$14,809,497 % Position14.00% $ Change133717.00% # Change125171.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$6,949,985 % Position7.00% $ Change-19.00% # Change1.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$4,362,980 % Position4.00% $ Change6173.00% # Change6173.00%
Stck Ticker125523100 Stock NameTHE CIGNA GROUP $ Position$3,213,326 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$2,565,683 % Position2.00% $ Change3134.00% # Change2716.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$1,683,395 % Position2.00% $ Change-6.00% # Change-17.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$2,139,388 % Position2.00% $ Change11.00% # Change-3.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$1,389,365 % Position1.00% $ Change5442.00% # Change4441.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$890,423 % Position1.00% $ Change3328.00% # Change2587.00%
Stck Ticker41151J505 Stock NameHARBOR ETF TRUST $ Position$1,168,847 % Position1.00% $ Change19.00% # Change26.00%