Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 08/28/1974
ADV Location BEVERLY HILLS, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 186,985,425 8%
of that, discretionary 186,985,425 8%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,074,629 23%
% High Net Worth 52.05% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

210M 180M 150M 120M 90M 60M 30M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker219350105 Stock NameCORNING INC $ Position$26,909,551 % Position13.00% $ Change40.00% # Change-25.00%
Stck TickerG29183103 Stock NameEATON CORP PLC $ Position$15,604,088 % Position7.00% $ Change19.00% # Change0.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$15,967,455 % Position7.00% $ Change111.00% # Change0.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$13,600,035 % Position6.00% $ Change12.00% # Change0.00%
Stck Ticker655844108 Stock NameNORFOLK SOUTHN CORP $ Position$9,933,179 % Position5.00% $ Change10.00% # Change0.00%
Stck Ticker58933Y105 Stock NameMERCK & CO INC $ Position$7,985,633 % Position4.00% $ Change7.00% # Change0.00%
Stck Ticker693718108 Stock NamePACCAR INC $ Position$7,802,274 % Position4.00% $ Change4.00% # Change0.00%
Stck Ticker369550108 Stock NameGENERAL DYNAMICS CORP $ Position$9,092,987 % Position4.00% $ Change3.00% # Change0.00%
Stck Ticker031162100 Stock NameAMGEN INC $ Position$8,949,072 % Position4.00% $ Change3.00% # Change0.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$5,518,677 % Position3.00% $ Change24.00% # Change-1.00%

Brochure Summary