| AUM* | 1,385,089,007,353 35% |
| of that, discretionary | 1,385,089,007,353 35% |
| Private Fund GAV* | 5,790,618,898 267% |
| Avg Account Size | 571,170,725 -30% |
| High Net Worth | 78.38% 31% |
| SMA’s | Yes |
| Private Funds | 7 2 |
Number of Employees 1,330 1%
of those in investment advisory functions 431 0%
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeOther Private Fund | Count7 | GAV$5,790,618,898 |