SOVEREIGN ASSET MANAGEMENT
Company Profile
| As of Date | 03/10/2026 |
| ADV Location | United States, NY |
| AUM* | 243,471,003 43% |
| of that, discretionary | 243,471,003 43% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 11,250,000 |
| Avg Account Size | 282,122 31% |
| High Net Worth | 19.33% 92% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Recent News
Reported AUM
176M
151M
126M
101M
75M
50M
25M
2018
2019
2020
2021
2022
2023
2024
2025
2026