Company Profile

AUM* 295,426,609,556 8%
of that, discretionary 290,791,015,523 7%
Number of Employees 1,738 -15%
of those in investment advisory functions 416 -14%
Private Fund GAV* 11,723,262,166 12%
Avg Account Size 249,305,156 10%
High Net Worth 13.33% -27%
SMA’s Yes
Private Funds 101 1

Adviser Type

- Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation

Reported AUM

356B 306B 255B 204B 153B 102B 51B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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